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Luke Douglas Neely

LPl Financial LLC

Rapid City, SD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-04-14
  • SD RA
    APPROVED
    Since 2026-04-14

Branch Locations

1136 Jackson Blvd Ste 2, Rapid City, SD 57702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 06/2017 03/2018
Wells Fargo Bank Na Orlando FL 06/2009 09/2016
Unemployed Apopka FL 09/2016 05/2017
Synergy Wealth Management Maitland FL 06/2017 03/2018
Lpl Financial Llc Rapid City SD 02/2026 Present
Black Hills Community Bank Rapid City SD 04/2018 05/2019
Unemployed Rapid City SD 06/2019 06/2019
Lloyd Companies Rapid City SD 07/2019 12/2022
Self Employed Rapid City SD 01/2023 Present
  • 06/2017 → 03/2018
    Cetera Advisors Llc
    Denver, CO
  • 06/2009 → 09/2016
    Wells Fargo Bank Na
    Orlando, FL
  • 09/2016 → 05/2017
    Unemployed
    Apopka, FL
  • 06/2017 → 03/2018
    Synergy Wealth Management
    Maitland, FL
  • 02/2026 → Present
    Rapid City, SD
  • 04/2018 → 05/2019
    Black Hills Community Bank
    Rapid City, SD
  • 06/2019 → 06/2019
    Unemployed
    Rapid City, SD
  • 07/2019 → 12/2022
    Lloyd Companies
    Rapid City, SD
  • 01/2023 → Present
    Self Employed
    Rapid City, SD
Previous Registrations
  • 2017-09-18 → 2018-03-08
    Cetera Advisors Llc
    Greenwood Village, IL
    Maitland, FL
Other Businesses

1. 02/2026 - Intrinsic Advisor LLC - Business Entity For Tax/Investment Purposes Only - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Rapid City, SD, 57701 - OBA Start Date: 05/16/2025 2. 02/2026 - More Abundantly LLC - Real Estate Rental - Inv Related - 8 Hour(s)/Month - 0 Hour(s) During Trading - Rapid City, SD, 57701 - OBA Start Date: 11/30/2020 3. 02/2026 - The Holding Company LLC - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Rapid City, SD, 57701 - OBA Start Date: 12/06/2022 4. 02/2026 - Partridge Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 2/23/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-13
  • S66 Uniform Combined State Law Examination
    2026-04-13

View on SEC IAPD

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