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Current Employers
United Advisor Group

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-02-23
  • MO RA
    APPROVED
    Since 2023-02-23

Branch Locations

3809 S Greystone Ct Ste A, Springfield, MO 65804 • United States

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wyndham Vacation Resorts Branson MO 07/2005 09/2018
Ohio National Financial Services Cincinnati OH 09/2018 Present
The O.N. Equity Sales Company Cincinnati OH 09/2018 02/2023
Strategic Financial Concepts Springfield MO 12/2018 02/2023
United Advisor Group Springfield MO 02/2023 Present
N/A Springfield MO 09/2018 12/2018
  • 07/2005 → 09/2018
    Wyndham Vacation Resorts
    Branson, MO
  • 09/2018 → Present
    Ohio National Financial Services
    Cincinnati, OH
  • 09/2018 → 02/2023
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 12/2018 → 02/2023
    Strategic Financial Concepts
    Springfield, MO
  • 02/2023 → Present
    Springfield, MO
  • 09/2018 → 12/2018
    N/A
    Springfield, MO
Previous Registrations
Other Businesses

1)Strategic Financial Concepts;3089 South Greystone ct.Springfield, Mo 65804;Investment related-yes;Hours 40/160 Insurance Sales and Financial planning Start date- 09/20/2018 2) SFA LLC is legal name. dba is Strategic Financial ; Investment related: Yes; Location of the business: 3809 South Greystone Court, Suite A Springfield MO 65804 US; Responsibilities Duties: n/a; Start date with business: 2023-01-02; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
  • S66 Uniform Combined State Law Examination
    2018-12-27
Other Names
  • Justin Bates

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