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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-25
NC RA APPROVED 2021-03-11
  • FL RA
    APPROVED
    Since 2023-07-25
  • NC RA
    APPROVED
    Since 2021-03-11

Branch Locations

706 S Moody Ave, Tampa, FL 33606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Charlotte NC 08/2019 12/2020
Northwestern Mutual Columbia SC 05/2017 08/2017
Sadik And Associates Columbia SC 07/2017 08/2019
Raymond James Atlanta GA 05/2018 08/2018
University Of South Carolina Columbia SC 08/2015 05/2019
Raymond James Associates Tampa FL 01/2021 Present
  • 08/2019 → 12/2020
    The Vanguard Group, Inc
    Charlotte, NC
  • 05/2017 → 08/2017
    Northwestern Mutual
    Columbia, SC
  • 07/2017 → 08/2019
    Sadik And Associates
    Columbia, SC
  • 05/2018 → 08/2018
    Raymond James
    Atlanta, GA
  • 08/2015 → 05/2019
    University Of South Carolina
    Columbia, SC
  • 01/2021 → Present
    Raymond James Associates
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-10
S63 Uniform Securities Agent State Law Examination 2019-10-11
  • S65 Uniform Investment Adviser Law Examination
    2021-03-10
  • S63 Uniform Securities Agent State Law Examination
    2019-10-11
Other Names
  • Elizabeth J Heard
  • Elizabeth Jane Heard
  • Elizabeth Heard

View on SEC IAPD

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