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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

39532 10Th St W, Palmdale, CA 93551 • United States

1000 E Ave J, Lancaster, CA 93535 • United States

1773 E Palmdale Blvd, Palmdale, CA 93550 • United States

44401 Valley Central Way, Lancaster, CA 93536 • United States

2831 W Ave L, Lancaster, CA 93536 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnny Garlic'S Inc. Bakersfield CA 07/2015 09/2017
Ucsb Santa Barbara CA 08/2013 05/2017
Axa Advisors, Llc Thousand Oaks CA 07/2017 02/2019
Massmutual Life Insurance Company Los Angeles CA 02/2019 07/2025
Mml Investors Services, Llc Los Angeles CA 04/2019 07/2025
U.S. Bancorp Investments Inc. Lancaster CA 07/2025 02/2026
U.S. Bancorp Advisors, Llc Lancaster CA 02/2026 Present
  • 07/2015 → 09/2017
    Johnny Garlic'S Inc.
    Bakersfield, CA
  • 08/2013 → 05/2017
    Ucsb
    Santa Barbara, CA
  • 07/2017 → 02/2019
    Axa Advisors, Llc
    Thousand Oaks, CA
  • 02/2019 → 07/2025
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 04/2019 → 07/2025
    Los Angeles, CA
  • 07/2025 → 02/2026
    Lancaster, CA
  • 02/2026 → Present
    Lancaster, CA
Previous Registrations
Other Businesses

1) Financial Planning Association, Los Angeles; Investment Related; Scottsdale, AZ; Non-profit; Board Member; 01/2023; 2 hours/month; 0 hours/trading; Board member who plans the events for the organization. 2) Massmutual Insurance Renewals; Investment Related; Los Angeles, CA; Insurance Renewals; Broker; 7/31/2025; 0 hours/month; 0 hours/trading; Broker contract with Massmutual for previous sales. 3) Signet; Not investment-related; Marina Del Rey, CA; Volunteer; Board Member; 2/4/2023; 1 hours/month; 0 hours/trading; Act as a liason between the board's P & C broker and the Board of Directors to secure the property and casualty coverages for the board and the physical fraternity property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-23
  • S66 Uniform Combined State Law Examination
    2017-08-23
Other Names
  • Jon Gruber

View on SEC IAPD

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