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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-30
  • WI RA
    APPROVED
    Since 2026-06-30

Branch Locations

Milwaukee, WI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Milwaukee WI 06/2015 06/2017
Wells Fargo Funds Distrubutor Menomonee Falls WI 06/2017 03/2023
Drake & Associates, Llc Milwaukee WI 03/2023 11/2025
Empower Financial Services, Inc Greenwood Village CO 06/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2026 Present
Unemployed Milwaukee WI 11/2025 06/2026
  • 06/2015 → 06/2017
    Wells Fargo Bank
    Milwaukee, WI
  • 06/2017 → 03/2023
    Wells Fargo Funds Distrubutor
    Menomonee Falls, WI
  • 03/2023 → 11/2025
    Milwaukee, WI
  • 06/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2026 → Present
    Greenwood Village, CO
  • 11/2025 → 06/2026
    Unemployed
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-29
S66 Uniform Combined State Law Examination 2019-03-07
  • S63 Uniform Securities Agent State Law Examination
    2026-07-29
  • S66 Uniform Combined State Law Examination
    2019-03-07
Other Names
  • Tykia Williams

View on SEC IAPD

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