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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-12-12
  • FL RA
    APPROVED
    Since 2017-12-12

Branch Locations

2047 Nw 43Rd Street Suite 20, Gainesville, FL 32605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Gainesville FL 06/2017 Present
First Magnitude Brewing Co. Gainesville FL 02/2015 05/2017
First Magnitude Brewing Co. Gainesville FL 07/2017 08/2019
  • 06/2017 → Present
    Gainesville, FL
  • 02/2015 → 05/2017
    First Magnitude Brewing Co.
    Gainesville, FL
  • 07/2017 → 08/2019
    First Magnitude Brewing Co.
    Gainesville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2017-12-11

View on SEC IAPD

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