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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-08-08
  • TX RA
    APPROVED
    Since 2003-08-08

Branch Locations

4030 State Highway 6 South Suite 260, College Station, TX 77845 • United States

College Station, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co College Station TX 12/1998 Present
Mml Investors Services, Inc. College Station TX 01/1999 Present
  • 12/1998 → Present
    Massachusetts Mutual Life Insurance Co
    College Station, TX
  • 01/1999 → Present
    Mml Investors Services, Inc.
    College Station, TX
Previous Registrations
Other Businesses

(1) NAME: JEFFREY F. PAINE. INV REL: Y ADD: 4030 STATE HWY 6 SOUTH, SUITE 260, COLLEGE STATION, TX 77845 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP HEALTH, PROFESSIONAL ATHLETE DISABILITY DRAFT AND INCOME PROTECTION PLANS. POSITION: AGENT. START DATE: 01/2013 NO. HR/MO: 1. HR. NO. HR/MO DURING SEC TRADING: 0. (2) NAME: ASHER GROUP INV REL: Y ADD: 8906 SANDSTONE DR COLLEGE STATION TX 77845 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: SALES, AGENT. START DATE: 04/25/2019 No. HR/MO: 3. No. HR/MO DURING SEC TRADING: 3. (3) NAME: JEFFREY PAINE INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: PUBLIC SPEAKING POSITION: OWNER/SPEAKER START DATE: 11/14/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: MOTIVATIONAL SPEAKING ON CHRISTIAN TOPICS FOR SPORTS RELATED GROUPS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-21
S63 Uniform Securities Agent State Law Examination 1999-01-09
  • S66 Uniform Combined State Law Examination
    2003-07-21
  • S63 Uniform Securities Agent State Law Examination
    1999-01-09
Other Names
  • Jeff Paine

View on SEC IAPD

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