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Martin Tory Streetman

LPl Financial LLC

Grand Junction, CO

CRD 3172874

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-03
CO RA APPROVED 2024-10-22
  • TX RA
    APPROVED_RES
    Since 2024-11-03
  • CO RA
    APPROVED
    Since 2024-10-22

Branch Locations

Grand Junction, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Golden CO 07/2008 Present
Western Wealth Management, Llc Golden CO 06/2016 Present
Previous Registrations
Other Businesses

1. 12/5/2014 - CENTRAL PARK PRIVATE WEALTH MANANGEMENT LIMITED - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/02/2014 - 80 Hours Per Month During Securities Trading. 2. 7/28/2016 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/28/2016 - 80 Hours Per Month/40 Hours During Securities Trading - Financial plans.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-02-22
S65 Uniform Investment Adviser Law Examination 1999-02-16
  • S63 Uniform Securities Agent State Law Examination
    1999-02-22
  • S65 Uniform Investment Adviser Law Examination
    1999-02-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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