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Westminster Financial Advisory Corp CRD 110283
$1.36B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| KY | RA | APPROVED | 2025-01-01 |
| OR | RA | APPROVED | 2025-01-01 |
| TN | RA | APPROVED | 2025-01-01 |
| VT | RA | APPROVED | 2025-01-01 |
| IL | RA | APPROVED | 2024-10-16 |
| NY | RA | APPROVED | 2024-04-19 |
| IN | RA | APPROVED | 2024-04-18 |
| VA | RA | APPROVED | 2024-04-18 |
| NJ | RA | APPROVED | 2023-11-15 |
| KS | RA | APPROVED | 2023-01-26 |
| AL | RA | APPROVED | 2019-06-07 |
| LA | RA | APPROVED | 2018-06-02 |
| TX | RA | APPROVED | 2018-06-02 |
| OH | RA | APPROVED | 2017-12-12 |
| GA | RA | APPROVED | 2017-09-13 |
Branch Locations
50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States
9000 Carothers Pkwy, Suite 100, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Wynd Cpa (Fka Smiley Cpa) | Franklin | TN | 11/2014 | Present |
| Franklin Synergy Bank (Nyse: Fsb) | Franklin | TN | 08/2017 | 02/2020 |
| Westminster Financial Advisory | Beavercreek | OH | 08/2017 | Present |
| Smith Wynd Capital Llc | Franklin | TN | 10/2024 | Present |
SMILEY SMITH WYND LLC, PARTNER, CPA BUSINESS, FRANKLIN TN. FRANKLIN CAPITAL GROUP DBA FCG, PARTNER,HOLDS INVESTMENTS SSW CAPITAL, PARTNER, HOLDS INVESTMENTS SMITH WYND & CO LLC (DBA "SWCO"), ESTABLISHED ON 10/04/2020, SPECIALIZING IN BUSINESS BROKERAGE. IT ASSISTS CLIENTS IN SELLING SMALL PRIVATE COMPANIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-01 |
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