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Xiao Lu Jiang

Charles Schwab & Co., Inc.

Pleasanton, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-31
  • CA RA
    APPROVED
    Since 2022-01-31

Branch Locations

6200 Stoneridge Mall Road Suite 100, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Bank San Francisco CA 04/2014 03/2017
Charles Schwab & Co., Inc. San Francisco CA 05/2017 11/2019
Charles Schwab Bank, Ssb San Francisco CA 05/2017 11/2019
Td Ameritrade, Inc. San Francisco CA 11/2019 12/2022
Td Ameritrade Investment Management, Llc San Francisco CA 01/2021 12/2022
Charles Schwab & Co., Inc. San Francisco CA 12/2022 Present
Charles Schwab Bank, Ssb San Francisco CA 05/2023 Present
  • 04/2014 → 03/2017
    Citi Bank
    San Francisco, CA
  • 05/2017 → 11/2019
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 05/2017 → 11/2019
    Charles Schwab Bank, Ssb
    San Francisco, CA
  • 11/2019 → 12/2022
    Td Ameritrade, Inc.
    San Francisco, CA
  • 01/2021 → 12/2022
    Td Ameritrade Investment Management, Llc
    San Francisco, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 05/2023 → Present
    Charles Schwab Bank, Ssb
    San Francisco, CA
Previous Registrations
  • 2021-01-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Walnut Creek, CA
    San Francisco, CA
    San Francisco, CA
  • 2019-12-06 → 2022-10-14
    Td Ameritrade, Inc.
    Menlo Park, CA
    Walnut Creek, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Omaha, NE
  • 2019-12-06 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    East Palo Alto, CA
  • 2018-08-09 → 2019-11-08
    Charles Schwab & Co., Inc.
    San Francisco, CA
Other Businesses

1) Rental Property | Investment Related:No|17 Blossom CT|Daly City|CA|94014|U.S.|Rental Services (Other than Real Estate)|Co-owner of the single-family property|5/11/2026|Less than 20|0|assist with minor administrative tasks

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-09
S63 Uniform Securities Agent State Law Examination 2017-08-09
  • S66 Uniform Combined State Law Examination
    2018-08-09
  • S63 Uniform Securities Agent State Law Examination
    2017-08-09
Designations
Other Names
  • Lulu Jiang
  • Lulu Jiang

View on SEC IAPD

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JONATHAN CHARLES ILLIG
HOWARD COREY HERTZ
Gregory Francis Crofton
KEVIN LYLE SHELTON
PAUL EDWARD DEJARNATT
DANIEL BURKE BELTRAN
Sonja H. Kurhanewicz

Other Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA
ADAP TAX FINANCIAL, INC. · PLEASANTON, CA
BUCK WEALTH STRATEGIES, LLC · PLEASANTAN, CA
DEJARNATT, PAUL E · PLEASANTON, CA
LPL FINANCIAL LLC · PLEASANTON, CA
LEGACY WEALTH MANAGEMENT, LLC · Pleasanton, CA

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