Joseph Aldo Cappello

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Lpl Financial Llc
  Rochester, NY
• 08/2009 → Present
  Esl Investment Services, Llc
  Rochester, NY

Other Businesses

1. 2/7/2017 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/27/2017 - 40 Hours Per Month/8 Hours During Securities Trading. 2. 1/17/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/11/2011 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-04-17

Other Names

• Joseph Cappello
• Joseph Aldo Cappello