Jerry Dean Candia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-04
TX	RA	APPROVED	2009-12-10

CA RA
APPROVED

Since 2025-11-04
TX RA
APPROVED

Since 2009-12-10

Branch Locations

Monrovia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Monrovia	CA	12/2009	Present

12/2009 → Present

Lpl Financial Llc

Monrovia, CA

Previous Registrations

2005-06-07 → 2009-12-10

Ubs Financial Services Inc.

Beverly Hills, CA

Beverly Hills, CA
2004-05-06 → 2005-05-25

Citicorp Investment Services

Burbank, CA
2001-08-14 → 2004-05-26

Ubs Financial Services Inc.

Beverly Hills, CA

Other Businesses

1. 06/11/2010 - CANDIA FINANCIAL SOLUTIONS INCORPORATED - OTHER - SHELL ACCOUNT - CANDIA FINANCIAL SOLUTIONS INCORPORATED: SHELL ACCOUNT FOR TAX PURPOSES. NOT TO BE HELD OUT TO THE PUBLIC. 2. 4/26/2021 - Monrovia High School Mountain Bike Club - Not Investment Related - 845 W. COLORADO BLVD. MONROVIA, CA 91016 - Other-Coach - Start Date: 4/15/2021 - 32 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-02
S63	Uniform Securities Agent State Law Examination	1999-08-11

S66 Uniform Combined State Law Examination

2000-10-02
S63 Uniform Securities Agent State Law Examination

1999-08-11

Other Names

Jerry Dean Candia
Jerry D Candia

View on SEC IAPD