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James L Richman

Edward Jones

Boyne City, MI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-08-31
  • MI RA
    APPROVED
    Since 2017-08-31

Branch Locations

1 Water St Suite 201, Boyne City, MI 49712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reecenichols Leawood KS 03/2007 06/2017
Saint Paul's Episcopal Day School Kansas City MO 03/2007 04/2017
Edward Jones St. Louis MO 06/2017 Present
  • 03/2007 → 06/2017
    Reecenichols
    Leawood, KS
  • 03/2007 → 04/2017
    Saint Paul's Episcopal Day School
    Kansas City, MO
  • 06/2017 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-01
  • S66 Uniform Combined State Law Examination
    2017-08-01
Other Names
  • James Lamonte Richman
  • James Lamonte Richman

View on SEC IAPD

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Other Offices

EDWARD JONES · BOYNE CITY, MI
MCDONALD PARTNERS LLC · BOYNE CITY, MI
PRINCIPAL SECURITIES, INC. · Boyne City, MI
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CETERA INVESTMENT ADVISERS LLC · BAY HARBOR, MI
AMERIPRISE FINANCIAL SERVICES, LLC · PETOSKEY, MI
RETIREMENT & INVESTMENT PLANNING, INC. · PETOSKEY, MI

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