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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED | 2024-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Huntington Beach | CA | 01/2016 | 03/2019 |
| Bank Of America/Merrill Lynch | Newport Beach | CA | 04/2019 | 08/2022 |
| Wells Fargo | Huntington Beach | CA | 09/2022 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 06/2023 | 03/2024 |
| J.P. Morgan Securities Llc | Cerritos | CA | 04/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Cerritos | CA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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