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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-09-01 |
Branch Locations
9801 University Ave, Clive, IA 50325 • United States
424 Main St, Ames, IA 50010 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Ankeny | IA | 09/2013 | Present |
| Wells Fargo Clearing Services Llc | Ankeny | IA | 05/2017 | Present |
RENTAL PROPERTY; INV RELATED; DES MOINES, IA; CONDO; OWNER; START: 1/1/14; 0 HR/MO; 0 DURING TRADING. ANABETH, LLC; NOT INV. RELATED; CUMMING,IA; 14.65% OWNERSHIP; START DATE 12/05/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; FAMILY ESTATE FOR WEALTH PLANNING. POLK COUNTY AUDITOR ELECTION OFFICE; NOT INV RELATED;DES MOINES,IA; PRECINCT ELECTION OFFICIAL; START DATE: 06/02/2026; 14 HRS PER MONTH; 14 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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