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John Patrick Hanson West

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6798166

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-11-16
NC RA APPROVED 2021-07-19
TX RA APPROVED 2021-07-19
  • VA RA
    APPROVED
    Since 2023-11-16
  • NC RA
    APPROVED
    Since 2021-07-19
  • TX RA
    APPROVED
    Since 2021-07-19

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2018 Present
University Of South Carolina Columbia SC 08/2013 12/2017
Bellhops Moving Company Columbia SC 06/2015 03/2017
Centaurus Financial Inc. Columbia SC 05/2017 07/2018
  • 08/2018 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2013 → 12/2017
    University Of South Carolina
    Columbia, SC
  • 06/2015 → 03/2017
    Bellhops Moving Company
    Columbia, SC
  • 05/2017 → 07/2018
    Centaurus Financial Inc.
    Columbia, SC
Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-09
S63 Uniform Securities Agent State Law Examination 2018-10-19
  • S66 Uniform Combined State Law Examination
    2021-07-09
  • S63 Uniform Securities Agent State Law Examination
    2018-10-19
Other Names
  • Jp West
  • John Patrick Hanson West
  • Johnpatrick West

View on SEC IAPD

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