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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-04
  • NE RA
    APPROVED
    Since 2022-10-04

Branch Locations

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Omaha NE 05/2017 12/2022
Von Maur Omaha NE 01/2012 05/2017
Charles Schwab & Co., Inc. Omaha NE 10/2022 Present
  • 05/2017 → 12/2022
    Td Ameritrade, Inc.
    Omaha, NE
  • 01/2012 → 05/2017
    Von Maur
    Omaha, NE
  • 10/2022 → Present
    Omaha, NE
Previous Registrations
  • 2017-10-24 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Lone Tree, CO
  • 2017-10-24 → 2021-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2017-07-07
  • S66 Uniform Combined State Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2017-07-07
Other Names
  • Jessica Marie Carlsen
  • Jessica Johnson

View on SEC IAPD

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