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Joshua Michael Kanoy

Charles Schwab & Co., Inc.

Omaha, NE

El Paso, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-05-27
  • NE RA
    APPROVED
    Since 2022-05-27

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

1945 Northwestern Drive, El Paso, TX 79912-1108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carmax Omaha NE 07/2015 02/2017
Td Ameritrade Omaha NE 05/2017 06/2024
Charles Schwab & Co., Inc. Omaha NE 03/2022 Present
  • 07/2015 → 02/2017
    Carmax
    Omaha, NE
  • 05/2017 → 06/2024
    Td Ameritrade
    Omaha, NE
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Previous Registrations
  • 2019-08-15 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
  • 2019-08-15 → 2021-03-17
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-14
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2019-08-14
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05

View on SEC IAPD

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