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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-11-15 |
| TX | RA | APPROVED | 2023-10-20 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
West Jordan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Salt Lake City | UT | 04/2017 | 08/2019 |
| Jim's Family Restraunt | Tooele | UT | 05/2015 | 12/2016 |
| Denny's | Riverdale | UT | 08/2016 | 11/2016 |
| Customer Communication Channel | Salt Lake City | UT | 01/2017 | 02/2017 |
| Intercontinental Hotels Group | West Valley City | UT | 02/2017 | 03/2017 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 08/2020 | 06/2022 |
| Western Govenors University 4001 S 700 E Slc, Ut, 84107 | Salt Lake City | UT | 02/2019 | 03/2022 |
| Snap Finance | Salt Lake City | UT | 01/2020 | 01/2020 |
| Morgan Stanley | South Jordan | UT | 10/2023 | Present |
| Insight Global | Salt Lake City | UT | 07/2022 | 07/2023 |
*590706- N/A; Investment related: No; West Jordan, Utah; Childcare; Babysitter (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 50; Labor/Service *590703- Destinations of the Adventurer; Investment related: No; South Jordan, Utah; Recreation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 20; Labor/Service, Administrative *642933- Oquirrh Elementary; Investment related: No; West Jordan, Utah; Public Schools ; Official Role with Political Organization (e.g. Treasurer, Finance Chair, Chief of Staff) Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 10; Accounting/Bookkeeping, Check Signing/Funds Disbursements, Fundraising, Labor or Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-01 |
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