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Benjamin Raymond Goscha

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-25
  • TX RA
    APPROVED
    Since 2022-04-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Westlake TX 05/2017 06/2024
University Of Nebraska At Omaha Omaha NE 01/2017 05/2017
Jimmy Johns Omaha NE 07/2012 01/2017
Charles Schwab & Co., Inc. Austin TX 03/2022 Present
Td Ameritrade Investment Management, Llc Westlake TX 10/2017 06/2024
  • 05/2017 → 06/2024
    Td Ameritrade, Inc.
    Westlake, TX
  • 01/2017 → 05/2017
    University Of Nebraska At Omaha
    Omaha, NE
  • 07/2012 → 01/2017
    Jimmy Johns
    Omaha, NE
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 10/2017 → 06/2024
    Td Ameritrade Investment Management, Llc
    Westlake, TX
Previous Registrations
  • 2017-10-24 → 2022-12-16
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Southlake, TX
    Westlake, TX
  • 2017-10-24 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Westlake, TX
    Westlake, TX
    Omaha, NE
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05

View on SEC IAPD

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