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Francisco Rodriguez-Morales

Orion Portfolio Solutions, LLC

Omaha, NE

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Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-01-19
  • NE RA
    APPROVED
    Since 2023-01-19

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Viaero Wireless Kearney NE 06/2015 05/2017
Td Ameritrade Omaha NE 05/2017 06/2019
Orion Portfolio Solutions, Llc Omaha NE 06/2019 Present
  • 06/2015 → 05/2017
    Viaero Wireless
    Kearney, NE
  • 05/2017 → 06/2019
    Td Ameritrade
    Omaha, NE
  • 06/2019 → Present
    Orion Portfolio Solutions, Llc
    Omaha, NE
Previous Registrations
  • 2019-11-20 → 2023-01-06
    Orion Portfolio Solutions, Llc
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-18
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S65 Uniform Investment Adviser Law Examination
    2019-11-18
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05

View on SEC IAPD

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