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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-12-23 |
| IL | RA | APPROVED | 2024-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 05/2017 | 06/2024 |
| Methodist Hospital | Omaha | NE | 06/2010 | 05/2017 |
| Havana Garage | Omaha | NE | 05/2017 | Present |
| United Electric Supply Co. | Omaha | NE | 05/2011 | Present |
| Charles Schwab & Co., Inc. | Chicago | IL | 07/2021 | Present |
| Charles Schwab Bank Ssb | Chicago | IL | 08/2024 | Present |
1) United Electric & Supply Co. Inc. | Investment Related:No|4532 S 132nd St|Omaha|NE|68137|USA|Retail|Board Member|8/2/2011|Less than 20|0|As a board member I attend meetings every two months and vote on actions within the company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-07 |
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