Diane Elizabeth Dibraccio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 09/2018
  Foresters Financial Services
  Iselin, NJ
• 06/2017 → 12/2017
  Bwin.pArty
  Edison, NJ
• 09/2014 → 05/2018
  Rutgers University
  New Brunswick, NJ
• 08/2018 → 06/2019
  Foresters Advisory Services Llc
  Iselin, NJ
• 09/2018 → 03/2019
  Foresters Financial Services
  Iselin, NJ
• 03/2019 → 06/2019
  Foresters Financial Services
  Iselin, NJ
• 06/2019 → 09/2021
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 09/2021
  Cetera Investment Advisers Llc
  Iselin, NJ
• 09/2021 → Present
  Lpl Financial Llc
  Iselin, NJ

Previous Registrations

• 2019-06-21 → 2021-09-07
  Cetera Investment Advisers Llc
  Iselin, NJ
• 2018-09-14 → 2019-06-24
  Foresters Advisory Services, Llc
  Iselin, NJ

Other Businesses

1) 9/2021- Align Wealth Management Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Iselin, NJ 2) 9/2021- Align Wealth Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Iselin, NJ 3) 9/2021- Balmville Wealth Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Iselin, NJ 4) 9/2021- Balmville Wealth Group- Non-Variable Insurance- Agent selling Life- Inv. Related- Iselin, NJ - start date 2018- 1hr/mth 5) 10/21/2021 - LIFE Brokerage LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Advisor - Start Date: 10/18/2021 - 5 Hours Per Month/3 Hours During Securities Trading 6) 07/31/2023 - Vanbridge - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 07/10/2023 - 5 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-30
• S63 Uniform Securities Agent State Law Examination
  2018-08-14