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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-07 |
| OH | RA | APPROVED | 2018-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miamisburg | OH | 05/2017 | Present |
| University Of Dayton | Dayton | OH | 08/2013 | 05/2018 |
| University Of Dayton | Dayton | OH | 08/2013 | 05/2018 |
| Bank Of America, N.A. | Miamisburg | OH | 06/2018 | Present |
I*619239 For profit or not for profit: Name of outside business organization: Walnut Grove County Club Investment related: N Address of business: Dayton, Ohio, 45432 Nature of business: ["Civic League or Social Welfare Organization"] Position, title, association: ["Board Member"], Start date of relationship: 12/15/2021 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is a country club and my responsibility with be as an appointed board member to oversee the operation of the club and its' endeavors to provide for the membership and outside community in Dayton. The golf course, pool, membership operations, finance/administration and shareholder administration are the main activities that the Board oversees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-30 |
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