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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-15
  • CA RA
    APPROVED
    Since 2021-01-15

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual/Capstone Partners Los Angeles CA 08/2016 05/2017
Massmutual Life Insurance Company Newport Beach CA 05/2017 Present
Mml Investors Services, Llc Newport Beach CA 07/2020 Present
  • 08/2016 → 05/2017
    Massmutual/Capstone Partners
    Los Angeles, CA
  • 05/2017 → Present
    Massmutual Life Insurance Company
    Newport Beach, CA
  • 07/2020 → Present
    Newport Beach, CA
Other Businesses

Name: Joseph Christian Inv Rel: Y Add: Residential Nature: Individual Life/Health, Group Life/Health Position: Sales Start date: 08/05/2016 No Hrs/Mo: 1 No. Hrs/Mo Dur Trading: 0. Duties: Sale Life and Health Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-14
  • S66 Uniform Combined State Law Examination
    2020-11-14
Other Names
  • Joe Christian
  • Joseph Christian

View on SEC IAPD

Other Firms

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Other Offices

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