Samuel W Rosa

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2020
  College Of Charleston
  Charleston, SC
• 05/2019 → 08/2019
  Sunoptic Technologies
  Jacksonville, FL
• 05/2018 → 08/2018
  Palm Valley Outdoors
  Ponte Vedra Beach, FL
• 05/2017 → 08/2017
  Morgan Stanley: Lighthouse Wealth Management Group
  Ponte Vedra Beach, FL
• 04/2017 → 08/2017
  Cargo Cove Fulfillment Llc
  Jacksonville, FL
• 06/2020 → 04/2023
  Fidelity Investments
  Jacksonville, FL
• 04/2023 → Present
  Morgan Stanley
  Ponte Vedra Beach, FL
• 05/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-11-09 → 2023-04-11
  Fidelity Personal And Workplace Advisors
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2020-09-30

Other Names

• Samuel Wallace Rosa
• Sam Wallace Rosa