Samuel Jeremy Feldman

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2023-02-03
NY	RA	APPROVED	2022-07-01
MD	RA	APPROVED	2019-07-19
TX	RA	APPROVED	2019-07-19

DC RA
APPROVED

Since 2023-02-03
NY RA
APPROVED

Since 2022-07-01
MD RA
APPROVED

Since 2019-07-19
TX RA
APPROVED

Since 2019-07-19

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Maryland Democratic Coordinated Campaign	Silver Spring	MD	09/2016	11/2016
University Of Maryland	College Park	MD	09/2013	05/2017
Axa Advisors Llc	Columbia	MD	08/2017	07/2019
Ubs Financial Services Inc.	Bethesda	MD	07/2019	Present

09/2016 → 11/2016

Maryland Democratic Coordinated Campaign

Silver Spring, MD
09/2013 → 05/2017

University Of Maryland

College Park, MD
08/2017 → 07/2019

Axa Advisors Llc

Columbia, MD
07/2019 → Present

Ubs Financial Services Inc.

Bethesda, MD

Previous Registrations

2018-02-09 → 2019-07-01

Equitable Advisors, Llc

College Park, MD

Columbia, MD

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-07

S66 Uniform Combined State Law Examination

2017-12-07

Designations

Other Names

Samuel Feldman

View on SEC IAPD

Other Firms

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KALAMATA ASSET MANAGEMENT LLC

GLASSY MOUNTAIN ADVISORS, INC.

NOORDZEE CAPITAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

HIGHTOWER ADVISORS, LLC

GOLDEN WEALTH STRATEGIES

Other Investors

Brian Craig Luts

DAVID MICHAEL GREENLEIGH

JAMIE LYNN BIGSBY

Brian Hawthorne-Codato

William K McCaffrey

ALEXANDER SIDNEY JOHANNES LEVY

FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

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