Best Investors Account Sign in

Ariel Morales Reyes

Ubs Financial Services Inc.

Coral Gables, FL

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-13
  • FL RA
    APPROVED
    Since 2018-03-13

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Miami FL 05/2017 Present
Florida International University Miami FL 07/2016 08/2017
  • 05/2017 → Present
    Ubs Financial Services
    Miami, FL
  • 07/2016 → 08/2017
    Florida International University
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-12
  • S66 Uniform Combined State Law Examination
    2018-03-12

View on SEC IAPD

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor