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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2019-11-13 |
| TX | RA | APPROVED | 2019-11-06 |
| VA | RA | APPROVED | 2019-10-16 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Vienna, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Mclean | VA | 12/2012 | Present |
(1) Name: Rental Property - Investment Related: NO - Address: 2918 Apt 201 Montevido, Uruguay - Property Owner/Sole Proprietor - Start Date: 04/02/2018 - Projected End Date: 04/2042 - Zero hours devoted during securities trading hours - Not compensated (2) Name: Rental Property - Investment Related: NO - Address: 323 Navarre Ave. Apt 204 Coral Gables, FL 33134 - Property Owner (50%)/ Passive Owner - Start Date: 05/01/2012 - Projected End Date: 09/2042 - Zero hours devoted during securities trading hours - Not compensated (3) Name: Bailiwick Homeowners Association, Inc; Address: 2255 Teel Dr, Vienna, VA 22182; Start Date: 06/2017; Projected End Date: 10/2023; Investment Related: NO; Duties: Meet once a month and make sure the HOA covenants & bylaws are applied. Communicate with neighbors when needed; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-16 |
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