Carrie Walters Shapiro

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 10/2021
  Sanford C. Bernstein & Co., Llc
  Chicago, IL
• 06/2016 → 03/2017
  Sd Mayer & Associates, Llp
  San Francisco, CA
• 10/2021 → 07/2025
  Capital Strategies Investment Group
  Oakbrook Terrace, IL
• 07/2025 → 12/2025
  Sageview Advisory Group, Llc
  Newport Beach, CA
• 12/2025 → Present
  Creative Planning, Llc
  Oakbrook Terrace, IL

Previous Registrations

• 2025-07-23 → 2026-01-13
  Creative Planning Institutional Advisors, Llc
  Oakbrook Terrace, IL
  Newport Beach, CA
• 2025-04-25 → 2025-12-10
  Cap Strat
  Oakbrook Terrace, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-08-24

Designations

• Certified Financial Planner

Other Names

• Carrie Anne Walkers
• Carrie Ann Walters
• Carrie Anne Walters