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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-18 |
| NY | RA | APPROVED | 2025-08-25 |
Branch Locations
18 Division Street Suite 209 & 211A, Saratoga Springs, NY 12866 • United States
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Cup Dreams Foundation | Keene | NY | 02/2021 | 04/2025 |
| Self-Employed | Keene | NY | 05/2009 | 05/2020 |
| Northwood School | Lake Placid | NY | 04/2021 | 04/2025 |
| Moelis | New York City | NY | 01/2025 | 02/2025 |
| Stifel | New York | NY | 04/2025 | Present |
| Adirondack Building And Contracting | Keene | NY | 06/2019 | 08/2023 |
1. Self; Keene NY 12942; Public Speaking; contracted by various organizations to deliver keynote addresses, panel discussion, or workshops; 8/5/2025; 3 hours per year; not during securities trading hours; Not Inv Related 2. Round Top Ski Club; 925 Roundtop Rd Lewisberry PA 17339; Youth program for Ski; Guest Coach; 3 day camp for U16 & U18; 2/12/25; 8 hours per Year; not during securities trading hours; Not Inv Related 3. Northwood School; priv boarding school for athletes; Search Committee Member; select Director of Snow Sports; 4/26/2021; 5 hours per week; not during securities trading hours; Not Inv Related 4. Summit Pathways LLC DBA "The College Cup"; 908 Hurricane RD Keene NY 12942; College recruiting camp for high school aged skiers. The camp takes place in Saas Fee, Switzerland, for one week in July; Director/Officer; Managing relationships with College coaches and ensuring the value is maintained, creating an experience that educates families how the application and recruiting process works; 07/21/2025; 20 hrs/year; Not during security trading hours; Not Investment-Related 5. World Cup Dreams Foundation Finance Committee; 4192 Sunrise Drive Park City, UT 84098; World Cup Dreams Foundation is a 501(c)(3) that provides financial assistance to Snowsports athletes; member of the Finance Committee; Provide strategic oversight and guidance to ensure the foundation's financial health and long-term sustainability. My role is to collaborate with fellow committee members and the Executive Director; 01/03/2022; 15hrs/yr; Not during securities trading hours; Not investment related 6. SFI Foundation DBA - World Cup Dreams Foundation; 4192 Sunrise DR Park City, UT 84098; Provides financial support and mentorship to the nations rising and top-level snow sports athletes who have potential and need; Board Chairman; Lead quarterly board meetings and ensure bylaw compliance; 04/10/2025; 35hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-22 |
| S65 | Uniform Investment Adviser Law Examination | 2025-08-22 |
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