Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-18
NY RA APPROVED 2025-08-25
  • TX RA
    APPROVED
    Since 2025-09-18
  • NY RA
    APPROVED
    Since 2025-08-25

Branch Locations

18 Division Street Suite 209 & 211A, Saratoga Springs, NY 12866 • United States

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Cup Dreams Foundation Keene NY 02/2021 04/2025
Self-Employed Keene NY 05/2009 05/2020
Northwood School Lake Placid NY 04/2021 04/2025
Moelis New York City NY 01/2025 02/2025
Stifel New York NY 04/2025 Present
Adirondack Building And Contracting Keene NY 06/2019 08/2023
  • 02/2021 → 04/2025
    World Cup Dreams Foundation
    Keene, NY
  • 05/2009 → 05/2020
    Self-Employed
    Keene, NY
  • 04/2021 → 04/2025
    Northwood School
    Lake Placid, NY
  • 01/2025 → 02/2025
    Moelis
    New York City, NY
  • 04/2025 → Present
    Stifel
    New York, NY
  • 06/2019 → 08/2023
    Adirondack Building And Contracting
    Keene, NY
Other Businesses

1. Self; Keene NY 12942; Public Speaking; contracted by various organizations to deliver keynote addresses, panel discussion, or workshops; 8/5/2025; 3 hours per year; not during securities trading hours; Not Inv Related 2. Round Top Ski Club; 925 Roundtop Rd Lewisberry PA 17339; Youth program for Ski; Guest Coach; 3 day camp for U16 & U18; 2/12/25; 8 hours per Year; not during securities trading hours; Not Inv Related 3. Northwood School; priv boarding school for athletes; Search Committee Member; select Director of Snow Sports; 4/26/2021; 5 hours per week; not during securities trading hours; Not Inv Related 4. Summit Pathways LLC DBA "The College Cup"; 908 Hurricane RD Keene NY 12942; College recruiting camp for high school aged skiers. The camp takes place in Saas Fee, Switzerland, for one week in July; Director/Officer; Managing relationships with College coaches and ensuring the value is maintained, creating an experience that educates families how the application and recruiting process works; 07/21/2025; 20 hrs/year; Not during security trading hours; Not Investment-Related 5. World Cup Dreams Foundation Finance Committee; 4192 Sunrise Drive Park City, UT 84098; World Cup Dreams Foundation is a 501(c)(3) that provides financial assistance to Snowsports athletes; member of the Finance Committee; Provide strategic oversight and guidance to ensure the foundation's financial health and long-term sustainability. My role is to collaborate with fellow committee members and the Executive Director; 01/03/2022; 15hrs/yr; Not during securities trading hours; Not investment related 6. SFI Foundation DBA - World Cup Dreams Foundation; 4192 Sunrise DR Park City, UT 84098; Provides financial support and mentorship to the nations rising and top-level snow sports athletes who have potential and need; Board Chairman; Lead quarterly board meetings and ensure bylaw compliance; 04/10/2025; 35hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-22
S65 Uniform Investment Adviser Law Examination 2025-08-22
  • S63 Uniform Securities Agent State Law Examination
    2025-08-22
  • S65 Uniform Investment Adviser Law Examination
    2025-08-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Saratoga Springs, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor