Jose Ernesto Garza

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Nationwide Investment Services Corporation
  Austin, TX

Previous Registrations

• 2009-03-25 → 2011-12-31
  Clark Investment Strategies, Inc.
  Dallas, TX
• 2007-09-07 → 2009-01-20
  Banc Of America Investment Services, Inc.
  Dallas, TX
  Dallas, TX
  Boston, MA
• 2004-11-19 → 2007-09-26
  Chase Investment Services Corp.
  San Antonio, TX
  San Antonio, TX
• 2003-05-29 → 2004-07-13
  Mml Investors Services, Llc
  San Antonio, TX
• 2002-02-01 → 2002-12-17
  E*Trade Advisory Services, Inc.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-13
• S63 Uniform Securities Agent State Law Examination
  1999-03-29

Other Names

• Jose Ernesto Garza
• Jose Ernesto Garza
• Jose E. Garza