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Pamela Jean Horack

Pathfinder Planning LLC

Lake Wylie, SC

CRD 3172152

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Employer firm

Pathfinder Planning LLC CRD 154713

$29.0M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • OUTSOURCED FINANCIAL PLANNING SERVICES FOR NON-AFFILIATED INVESTMENT COMPANY CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Pathfinder Planning Llc

Lake Wylie, SC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-10-07
NC RA APPROVED 2010-09-21
  • SC RA
    APPROVED
    Since 2010-10-07
  • NC RA
    APPROVED
    Since 2010-09-21

Branch Locations

Lake Wylie, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pathfinder Planning Llc Lake Wylie SC 06/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-22
S63 Uniform Securities Agent State Law Examination 1999-02-22
  • S65 Uniform Investment Adviser Law Examination
    2010-07-22
  • S63 Uniform Securities Agent State Law Examination
    1999-02-22
Designations
  • Certified Financial Planner
Other Names
  • Pamela J Spahr
  • Pamela Horack
  • Pam Horack
  • Pamela J Horack

View on SEC IAPD

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