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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-28
NH RA APPROVED 2019-05-01
  • TX RA
    APPROVED
    Since 2020-09-28
  • NH RA
    APPROVED
    Since 2019-05-01

Branch Locations

100 Market St, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank North Hampton NH 02/2014 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 10/2018
Northwestern Mutual Investment Services Llc Portsmouth NH 06/2017 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portsmouth NH 01/2019 Present
Bank Of America, N.A. Portsmouth NH 01/2019 Present
  • 02/2014 → 05/2017
    Citizens Bank
    North Hampton, NH
  • 06/2017 → 10/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 11/2018
    Northwestern Mutual Investment Services Llc
    Portsmouth, NH
  • 01/2019 → Present
    Portsmouth, NH
  • 01/2019 → Present
    Bank Of America, N.A.
    Portsmouth, NH
Other Businesses

I*1539280For profit or not for profit: Entity CharitableName of outside business organization: Knights of ColumbusInvestment related: NAddress of business: Hampton, New Hampshire, 03842, United StatesNature of business: ["Church or Religious Organization"]Position, title, association: ["Officer"], Start date of relationship: 10/18/2023Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Deputy Grand Knight. Facilitate Monthly council meetings. Assist with hosting community events and fund raising events for the Knights, which is a non profit organization. Support OLMM parish in Hampton, fund raising events. My role does not involve managing the financials or deposit accounts. That's all handled by the council Treasurer and Financial Secretary. I*2653274, Entity Type: , Name of OBA: Wr A G, Address: Ruther Glen, Virginia, 22546-2975, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/23/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-30
S63 Uniform Securities Agent State Law Examination 2017-12-22
  • S66 Uniform Combined State Law Examination
    2019-04-30
  • S63 Uniform Securities Agent State Law Examination
    2017-12-22
Other Names
  • Andre P Giddarie
  • Wren-Andre P Giddarie

View on SEC IAPD

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