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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cefcu | Peoria | IL | 02/1988 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2017 | Present |
| Lpl Financial Llc | Peoria | IL | 05/2022 | Present |
1. 05-18-2022-CEFCU Investment Services-Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- 2. 05-18-2022-CEFCU- Investment Related- AT Reported Business Location(s)- Financial Institution Duty-START DATE: 02/1988-160 Hours per Month-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-21 |
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