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101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-31 |
Branch Locations
101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glen Carbon | IL | 08/2017 | 05/2018 |
| Southern Illinois University Edwardsville | Edwardsville | IL | 08/2013 | 06/2017 |
| Northwestern Mutual | Edwardsville | IL | 06/2017 | 08/2017 |
| Alpine Shop | O'FAllon | IL | 08/2015 | 08/2017 |
| Bank Of America, N.A. | Glen Carbon | IL | 02/2018 | 05/2018 |
| Wells Fargo Clearing Services | St. Louis | MO | 05/2018 | 12/2018 |
| Dearborn Partners | Chicago | IL | 01/2019 | 05/2020 |
| Quasar Distributors Llc | Milwaukee | WI | 02/2019 | 05/2020 |
| Innovator Capital Management, Llc | Wheaton | IL | 06/2020 | 02/2021 |
| Foreside Fund Services, Llc | Wheaton | IL | 06/2020 | 02/2021 |
| Zacks Investment Management | Chicago | IL | 03/2021 | Present |
| Lbmz Securities, Inc. | Chicago | IL | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-08 |
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