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Laura E Bones

Morgan Stanley

Phoenix, AZ

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-03
TX RA APPROVED 2022-12-23
  • AZ RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2022-12-23

Branch Locations

Phoenix, AZ • United States

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2019 11/2020
South State Bank Columbia SC 09/2018 06/2019
Founders Federal Credit Union Lancaster SC 06/2018 08/2018
Preservation Specialists, Llc Columbia SC 01/2018 05/2018
South State Bank Columbia SC 06/2017 01/2018
Old Chicago Pizza And Taproom Columbia SC 05/2016 05/2017
University Of South Carolina Columbia SC 08/2015 05/2019
Centaurus Financial Lexington SC 05/2017 06/2017
Self-Employed San Francisco CA 08/2018 12/2019
Self-Employed Seattle WA 08/2018 12/2019
Robinhood Financial, Llc Tempe AZ 11/2020 08/2021
Robinhood Markets, Inc Tempe AZ 08/2021 08/2022
Morgan Stanley Tempe AZ 10/2022 Present
  • 08/2019 → 11/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2018 → 06/2019
    South State Bank
    Columbia, SC
  • 06/2018 → 08/2018
    Founders Federal Credit Union
    Lancaster, SC
  • 01/2018 → 05/2018
    Preservation Specialists, Llc
    Columbia, SC
  • 06/2017 → 01/2018
    South State Bank
    Columbia, SC
  • 05/2016 → 05/2017
    Old Chicago Pizza And Taproom
    Columbia, SC
  • 08/2015 → 05/2019
    University Of South Carolina
    Columbia, SC
  • 05/2017 → 06/2017
    Centaurus Financial
    Lexington, SC
  • 08/2018 → 12/2019
    Self-Employed
    San Francisco, CA
  • 08/2018 → 12/2019
    Self-Employed
    Seattle, WA
  • 11/2020 → 08/2021
    Robinhood Financial, Llc
    Tempe, AZ
  • 08/2021 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 10/2022 → Present
    Morgan Stanley
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-23
S63 Uniform Securities Agent State Law Examination 2019-11-04
  • S66 Uniform Combined State Law Examination
    2022-12-23
  • S63 Uniform Securities Agent State Law Examination
    2019-11-04
Other Names
  • Laura Bones
  • Laura Elizabeth Bones

View on SEC IAPD

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