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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-11-26
TX RA APPROVED_RES 2021-05-18
CA RA APPROVED 2019-01-10
  • NH RA
    APPROVED
    Since 2024-11-26
  • TX RA
    APPROVED_RES
    Since 2021-05-18
  • CA RA
    APPROVED
    Since 2019-01-10

Branch Locations

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Highland, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teacher's Pension & Insurance Services Highland UT 01/2006 Present
Capital Loan Associates San Diego CA 03/2018 01/2021
Verity Investments, Inc. Durham NC 01/2018 11/2025
Verity Asset Management Durham NC 01/2018 Present
Verity Financial Durham NC 01/2018 Present
Insurance Staffing Services Oakdale CA 01/2021 Present
The Leaders Group Dba Simplicity Investments Summit NJ 11/2025 Present
  • 01/2006 → Present
    Teacher's Pension & Insurance Services
    Highland, UT
  • 03/2018 → 01/2021
    Capital Loan Associates
    San Diego, CA
  • 01/2018 → 11/2025
    Verity Investments, Inc.
    Durham, NC
  • 01/2018 → Present
    Durham, NC
  • 01/2018 → Present
    Verity Financial
    Durham, NC
  • 01/2021 → Present
    Insurance Staffing Services
    Oakdale, CA
  • 11/2025 → Present
    The Leaders Group Dba Simplicity Investments
    Summit, NJ
Other Businesses

1.) INSURANCE STAFFING SERVICES - 1/1/2021 - 213 S Sierra Avenue, Oakdale, CA 95361 - Manager, Oversee staff & benefits, Not Invt Rel, Insurance clerical services & processing, 20 hrs/mo; 20 hrs/mo (during trading hours). 2.) REAL ESTATE INVESTING & MANAGING - 7/1/2024 - 6246 W Hanover Way, Highland, UT 84003 - CEO, Purchasing & managing properties, Not Invt Rel, Real estate investing & management, 25 hrs/mo; 25 hrs/mo (during trading hours). 3.) VERITY ASSET MANAGEMENT - 1/1/2018 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 4.) VERITY FINANCIAL - 1/1/2018 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 5.) TEACHERS PENSION & INSURANCE SERVICES - 11/30/2006 - 6243 W Hanover Way, Highland, UT - CEO-Insurance Agent, Oversee agents and staff, Not Invt Rel, Insurance sales & marketing business, 200 hrs/mo; 160 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-01-09
S65 Uniform Investment Adviser Law Examination 2019-01-03
  • S63 Uniform Securities Agent State Law Examination
    2019-01-09
  • S65 Uniform Investment Adviser Law Examination
    2019-01-03
Other Names
  • Erik J. Neville
  • Erik James Neville
  • Erik Neville

View on SEC IAPD

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