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Connor Chase Pelkey

First Trust Advisors LP

Wheaton, IL

New York, NY

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-27
  • IL RA
    APPROVED
    Since 2022-09-27

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Skybridge Capital Ii, Llc New York NY 06/2018 03/2022
Hastings Capital Group, Llc New York NY 06/2018 03/2022
Skidmore College Saratoga Springs NY 09/2014 05/2018
Alps Distributors, Inc. Denver CO 05/2022 07/2022
Axonic Capital, Llc New York NY 05/2022 07/2022
First Trust Portfolios L.P. Wheaton IL 08/2022 Present
First Trust Advisors L.P. Wheaton IL 08/2022 Present
  • 06/2018 → 03/2022
    Skybridge Capital Ii, Llc
    New York, NY
  • 06/2018 → 03/2022
    Hastings Capital Group, Llc
    New York, NY
  • 09/2014 → 05/2018
    Skidmore College
    Saratoga Springs, NY
  • 05/2022 → 07/2022
    Alps Distributors, Inc.
    Denver, CO
  • 05/2022 → 07/2022
    Axonic Capital, Llc
    New York, NY
  • 08/2022 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2022 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-27
S63 Uniform Securities Agent State Law Examination 2018-10-19
  • S65 Uniform Investment Adviser Law Examination
    2022-09-27
  • S63 Uniform Securities Agent State Law Examination
    2018-10-19
Other Names
  • Connor Pelkey

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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