Charles Fristoe Chelf

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 11/2016
  Lpl Financial Llc
  Baltimore, MD
• 11/2016 → 11/2024
  The Investment Center Inc
  Perry Hall, MD
• 11/2016 → 11/2024
  Ic Advisory Services Inc
  Perry Hall, MD
• 11/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2025 → Present
  Chelf Asset Management
  Perry Hall, MD

Previous Registrations

• 2016-11-03 → 2024-11-13
  Ic Advisory Services, Inc.
  Perry Hall, MD
  Bedminster, NJ
• 2012-12-18 → 2016-11-18
  Lpl Financial Llc
  Baltimore, MD
  San Diego, CA
  Baltimore, MD
• 2005-03-28 → 2012-12-31
  National Planning Corporation
  Baltimore, MD
  Parkville, MD

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2024; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES DBA; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: SECURITIES DBA; 3. NAME OF OTHER BUSINESS: CHELF ASSET MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  1999-09-21

Designations

• Certified Financial Planner

Other Names

• Chip Chelf
• Charles Fristoe Iv Chelf