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Kurt Edwin Philion

LPl Financial LLC

Ada, MN

Hawley, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-07-28
  • MN RA
    APPROVED
    Since 2025-07-28

Branch Locations

410 W 2Nd Street, Ada, MN 56510 • United States

407 6Th St Ste 102, Hawley, MN 56549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Fargo ND 05/2017 08/2018
Nylife Securities, Llc Fargo ND 06/2017 08/2018
R & J Broadcasting, Inc Ada MN 05/2002 08/2017
R&J Broadcasting, Inc. Ada MN 10/2017 Present
Lpl Financial Ada MN 08/2018 Present
Great Valley Advisor Group Inc. Bemidji MN 11/2021 07/2025
Frandsen Bank & Trust Ada MN 07/2025 Present
  • 05/2017 → 08/2018
    New York Life Insurance Co.
    Fargo, ND
  • 06/2017 → 08/2018
    Nylife Securities, Llc
    Fargo, ND
  • 05/2002 → 08/2017
    R & J Broadcasting, Inc
    Ada, MN
  • 10/2017 → Present
    R&J Broadcasting, Inc.
    Ada, MN
  • 08/2018 → Present
    Lpl Financial
    Ada, MN
  • 11/2021 → 07/2025
    Great Valley Advisor Group Inc.
    Bemidji, MN
  • 07/2025 → Present
    Frandsen Bank & Trust
    Ada, MN
Previous Registrations
Other Businesses

1) 11/18/2022 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Voice over artist - Start Date - 11/01/2022 - 10 Hours Per Month/0 Hours During Securities Trading 2) 2/8/2023 - BD&LL Screen Printing - Not Investment Related - Home Based - Outside/W-2 Employment - Abassador/promoter - Start Date - 09/07/2021 - 20 Hours Per Month/2 Hours During Securities Trading 3) 05/28/2024 - Insurance Design Network - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/03/2024 - 15 Hours Per Month/ 5 Hours During Trading 4. 08/26/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Frandsen Investment Services - Investment Related - At Reported Business Location(s) - Start Date 07/29/2025 - 150 Hours Per Month/ 150 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-04
S63 Uniform Securities Agent State Law Examination 2017-09-28
  • S65 Uniform Investment Adviser Law Examination
    2021-11-04
  • S63 Uniform Securities Agent State Law Examination
    2017-09-28
Other Names
  • Kurt Philion

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