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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-13
  • FL RA
    APPROVED
    Since 2022-09-13

Branch Locations

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

2540 Jackson Ave, Long Island City, NY 11101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. West Palm Beach FL 05/2017 Present
Wells Fargo Bank Na West Palm Beach FL 11/2016 Present
The Pawn Shop West Palm Beach FL 03/2017 05/2017
Wells Fargo Bank Na Washington NJ 04/2015 11/2016
  • 05/2017 → Present
    West Palm Beach, FL
  • 11/2016 → Present
    Wells Fargo Bank Na
    West Palm Beach, FL
  • 03/2017 → 05/2017
    The Pawn Shop
    West Palm Beach, FL
  • 04/2015 → 11/2016
    Wells Fargo Bank Na
    Washington, NJ
Other Businesses

NORDSTROM RACK; NOT INV. RELATED; WEST PALM BEACH, FL; CUSTOMER SERVICE REPRESENTATIVE; DEPARTMENT STORE; START : 8/19/2024; 40 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: HELPING CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-10
S63 Uniform Securities Agent State Law Examination 2017-07-07
  • S66 Uniform Combined State Law Examination
    2022-09-10
  • S63 Uniform Securities Agent State Law Examination
    2017-07-07
Other Names
  • Eric Sanchez

View on SEC IAPD

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