James V O'HAlloran

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1982 → Present
  James O`HAlloran Cpa
  Burnsville, MN
• 12/1998 → 09/2025
  Avantax Investment Services, Inc.
  Burnsville, MN
• 06/2011 → Present
  St. Paul College
  St. Paul, MN
• 11/2013 → 09/2025
  Avantax Advisory Services
  Burnsville, MN
• 11/2017 → 09/2025
  Avantax Insurance Agency, Llc
  Burnsville, MN
• 11/2023 → Present
  Midwest Financial Group
  Burnsville, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Burnsville, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-11-22 → 2025-09-05
  Avantax Advisory Services
  Burnsville, MN
  Maple Grove, MN

Other Businesses

1) OHalloran Tax and Financial Servic~1521 Summit Oaks Ct.~Burnsville~MN~55337~Other~Owner/Sole Proprietor~1/30/2005~5hrs~0hrs~OHalloran Tax and Financial Services LLCother=sale of cfp exam study material. 2) James V. O'Halloran Jr. CPA~1521 Summit Oaks Ct.~Burnsville~MN~55337~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1999~200hrs~150hrs~Preparation of individual and entity income tax returns. 3) O'Halloran Tax & Financial Service~1521 Summit Oaks Ct.~Burnsville~MN~55337~Tax Preparation/Accounting~Owner/Sole Proprietor~7/25/2003~40hrs~20hrs~Consulting. 4) St. Paul College~235 Marshall Avenue~St. Paul~MN~55102~School/College Professor/Teacher/Administrator~Teacher/Professor/Trainer~6/1/2011~60hrs~0hrs~Teach accounting and tax classes. 5) MIDWEST FINANCIAL GROUP POSITION: Sub rep NATURE: I will be a sub-rep of Midwest Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2023 ADDRESS: 1521 Summit Oaks Ct, Burnsville MN 55337, United States DESCRIPTION: There will be no changes in my duties and responsibilities from being an independent representative of Avantax.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-04-02

Designations

• Certified Financial Planner

Other Names

• Jim O'HAlloran
• Jim Ohalloran
• James V Ohalloran