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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-10 |
Branch Locations
454 E. Rollins Rd., Round Lake Beach, IL 60073 • United States
4840 Grand Avenue, Gurnee, IL 60031 • United States
1620 N Milwaukee Avenue, Vernon Hills, IL 60061 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 01/2018 | 08/2018 |
| At&T | Arlington Heights | IL | 04/2008 | 01/2018 |
| Depaul University | Chicago | IL | 01/2014 | 08/2017 |
| Bank Of America, N.A. | Rolling Meadows | IL | 04/2018 | 08/2018 |
| Td Ameritrade | Gurnee | IL | 08/2018 | 02/2021 |
| Fidelity Investments | Highland Park | IL | 02/2021 | 06/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 06/2025 |
| Fifth Third Bank | Gurnee | IL | 06/2025 | Present |
| Fifth Third Securities | Gurnee | IL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-09 |
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