Gary Anthony Brownfield

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-03-23

TX RA
APPROVED

Since 2006-03-23

Branch Locations

Plano, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	01/1999	Present
Gb Financial Services, Llc	Plano	TX	01/2006	Present

01/1999 → Present

Commonwealth Financial Network

Waltham, MA
01/2006 → Present

Gb Financial Services, Llc

Plano, TX

Previous Registrations

2002-07-03 → 2009-01-12

Green/White Advisors

Houston, TX

Other Businesses

1. GB FINANCIAL SERVICES, LLC; SOLE MEMBER; OPERATING COMPANY FOR SECURITIES AND INSURANCE BUSINESS; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. FIXED INSURANCE SALES; AS AN AGENT UNDER THE DBA NAME GB FINANCIAL SERVICES, LLC; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-19
S63	Uniform Securities Agent State Law Examination	2001-01-22

S66 Uniform Combined State Law Examination

2002-06-19
S63 Uniform Securities Agent State Law Examination

2001-01-22

Designations

Certified Financial Planner

View on SEC IAPD