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Current Employers
North Pier Fiduciary Management, Llc

4333 Admiralty Way Unit G1, Marina Del Rey, CA 90292 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-24
UT RA APPROVED 2026-04-22
TX RA APPROVED_RES 2026-04-15
CA RA APPROVED 2026-04-13
  • IL RA
    APPROVED
    Since 2026-04-24
  • UT RA
    APPROVED
    Since 2026-04-22
  • TX RA
    APPROVED_RES
    Since 2026-04-15
  • CA RA
    APPROVED
    Since 2026-04-13

Branch Locations

4333 Admiralty Way Unit G1, Marina Del Rey, CA 90292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Pier Fiduciary Management Llc Marina Del Rey CA 09/2014 Present
Previous Registrations
Other Businesses

Business name: Sankaty Innovations, Inc. Investment related: No Address: 15 Pine Tree Road, Nantucket MA 02554 Nature of the business: Consulting/FinTech Position: Partner, Growth Start date: April 2024 Hours/month: 8 Hours devoted during securities trading hours: 4/month Duties: Providing advice and guidance to the CEO of the company, leading a client advisory board.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-09
  • S65 Uniform Investment Adviser Law Examination
    2018-06-09

View on SEC IAPD

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