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4333 Admiralty Way Unit G1, Marina Del Rey, CA 90292 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-24 |
| UT | RA | APPROVED | 2026-04-22 |
| TX | RA | APPROVED_RES | 2026-04-15 |
| CA | RA | APPROVED | 2026-04-13 |
Branch Locations
4333 Admiralty Way Unit G1, Marina Del Rey, CA 90292 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Pier Fiduciary Management Llc | Marina Del Rey | CA | 09/2014 | Present |
Business name: Sankaty Innovations, Inc. Investment related: No Address: 15 Pine Tree Road, Nantucket MA 02554 Nature of the business: Consulting/FinTech Position: Partner, Growth Start date: April 2024 Hours/month: 8 Hours devoted during securities trading hours: 4/month Duties: Providing advice and guidance to the CEO of the company, leading a client advisory board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-09 |
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