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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-12 |
| PA | RA | APPROVED | 2025-05-07 |
Branch Locations
4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jennison Associates Llc | New York | NY | 01/2012 | 12/2018 |
| Prufential Investment Management Services Llc | New York | NY | 01/2012 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Yardley | PA | 03/2019 | 02/2023 |
| Unemployed | Newtown | PA | 12/2018 | 03/2019 |
| Bank Of America, N.A. | Yardley | PA | 04/2019 | 02/2023 |
| Advisors Asset Management, Inc | Monument | CO | 03/2023 | 03/2025 |
| Sterling Capital Management Llc | Newtown | PA | 03/2025 | Present |
| Sterling Capital Distributors, Llc | Newtown | PA | 05/2025 | Present |
1). Sterling Capital Management LLC; Investment Related; Charlotte, NC; Executive Director- Intermediary Platform Sales, National Accounts; Work with financial intermediaries and educate and place Sterling investment strategies; Start: 3/17/2025; 240 Hours Per Month 0 Hours During Trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-23 |
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