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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2018-09-10 |
| MN | RA | APPROVED | 2018-07-06 |
Branch Locations
304 N Broadway, Crookston, MN 56716 • United States
215 5Th St N, Fargo, ND 58102 • United States
601 Center Ave, Moorhead, MN 56560 • United States
140 Gateway Dr Ne, East Grand Forks, MN 56721 • United States
2551 S Columbia Rd, Grand Forks, ND 58201 • United States
504 1St Ave, Northwood, ND 58267 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Federal Bank | East Grand Forks | MN | 03/2017 | Present |
| Lowe's Home Improvement | Grand Forks | ND | 07/2016 | 03/2017 |
| Invest Financial Corp | Tampa | FL | 06/2017 | 02/2018 |
| Lpl Financial Llc | East Grand Forks | MN | 02/2018 | Present |
1. 02/14/2018 - American Federal Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/6/2019 American Federal Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Associate Banker - Started 06/20/2018 - 130 Hours Per Month During Securities Trading - Sales and servicing of deposit and loan products and services. 3. 2/14/2023 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 01/01/2023 - 20 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-30 |
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