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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-16
TX RA APPROVED 2022-11-28
  • CT RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2022-11-28

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

Medford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wellesley MA 05/2017 Present
Bentley University Waltham MA 08/2014 12/2017
Bath Savings Institution Bath ME 05/2015 01/2017
  • 05/2017 → Present
    Wellesley, MA
  • 08/2014 → 12/2017
    Bentley University
    Waltham, MA
  • 05/2015 → 01/2017
    Bath Savings Institution
    Bath, ME
Other Businesses

Outside Employment; Array Services, LLC; I am being paid through an LLC for work done at Ameriprise.; Manage advisory business; 36 Washington Street, Suite 140, Wellesley, MA, 02481; Investment-Related; 05/22/2017; 60 hours per month; 60 during trading hours. Other Business Activities; Depop; Clothing resale app; 20 Saunders Street, , Medford, MA, 02155; Not Investment-Related; 05/16/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-05
  • S66 Uniform Combined State Law Examination
    2022-06-05

View on SEC IAPD

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