Best Investors Account Sign in

Denise Raquel Navarrete

LPl Enterprise, LLC

Fort Mill, SC

Houston, TX

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • UNITED STATES

1233 West Loop South Suite 1100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2017 10/2020
Northwestern Mutual Investment Services Llc San Antonio TX 09/2017 10/2020
Randolph Brooks Federal Credit Union Live Oak TX 03/2016 06/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2019 10/2020
The Prudential Insurance Company Of America San Antonio TX 11/2020 Present
Pruco Securities Llc San Antonio TX 11/2020 11/2024
Lpl Enterprise, Llc Houston TX 11/2024 Present
  • 07/2017 → 10/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2017 → 10/2020
    Northwestern Mutual Investment Services Llc
    San Antonio, TX
  • 03/2016 → 06/2017
    Randolph Brooks Federal Credit Union
    Live Oak, TX
  • 01/2019 → 10/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2020 → Present
    The Prudential Insurance Company Of America
    San Antonio, TX
  • 11/2020 → 11/2024
    Pruco Securities Llc
    San Antonio, TX
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Houston, TX
Previous Registrations
  • 2022-05-17 → 2024-11-14
    Pruco Securities, Llc.
    Austin, TX
    Houston, TX
    San Antonio, TX
    Austin, TX
    San Antonio, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-14
S63 Uniform Securities Agent State Law Examination 2018-07-19
  • S65 Uniform Investment Adviser Law Examination
    2022-05-14
  • S63 Uniform Securities Agent State Law Examination
    2018-07-19
Other Names
  • Denise Raquel Garza

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
LPL FINANCIAL LLC

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor