Denise Raquel Navarrete

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 10/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2017 → 10/2020
  Northwestern Mutual Investment Services Llc
  San Antonio, TX
• 03/2016 → 06/2017
  Randolph Brooks Federal Credit Union
  Live Oak, TX
• 01/2019 → 10/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2020 → Present
  The Prudential Insurance Company Of America
  San Antonio, TX
• 11/2020 → 11/2024
  Pruco Securities Llc
  San Antonio, TX
• 11/2024 → Present
  Lpl Enterprise, Llc
  Houston, TX

Previous Registrations

• 2022-05-17 → 2024-11-14
  Pruco Securities, Llc.
  Austin, TX
  Houston, TX
  San Antonio, TX
  Austin, TX
  San Antonio, TX
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-14
• S63 Uniform Securities Agent State Law Examination
  2018-07-19

Other Names

• Denise Raquel Garza